Mar 17, 2025
Mining Financial Data from SEC Filings with LlamaExtract[ Finance ]
Build document agents for finance
LlamaIndex helps financial institutions build agents over contracts, filings, and research docs — automating compliance, accelerating due diligence, and powering investment insights.
Challenge
Your contracts and filings are everywhere. And they’re underused.
- Complex loan agreements and derivatives contracts hard to review
- Manual KYC/AML checks slow onboarding
- Investment analysts waste time scanning SEC filings and reports
- Audit prep requires costly manual reconciliation
Data
Clarity
Solution
Deploy document-native agents across financial workflows.
- Parse contracts and extract key terms and obligations
- Validate KYC docs automatically
- Summarize filings and research reports in real time
- Extract audit-ready data from transaction logs
Data
Chaos
Clarity
01
Investment Research
Synthesize filings, earnings decks, and reports into crisp, comparative insights
02
KYC and AML
Ingest identity docs, statements, and transactions—extract, verify, and check at scale
03
Contract Analysis
Automatically parse and highlight key obligations, risk clauses, and terms
04
Audit & Risk Reporting
Automate audit-ready extraction from compliance docs
Why Llamaindex
Trusted by the big 5 banks as well as pioneering fintech startups
Unmatched accuracy
LlamaCloud is purpose-built for complex documents with charts and tables.
Explainability
Citations, traceability, and confidence scores on every field
Developer-ready
Python and Typescript SDKs, APIs, and fine-tuned control.
Enterprise-scale
Handle thousands of reports with parallel pipelines
Compliant & auditable
For use in high-governance environments
Complete solution
Bring together document intelligence and agent workflows for end-to-end automation
How it works
From document chaos to agent intelligence
01
Upload documents (invoices, forms, contracts)
02
Parse and extract key information
03
Agents take action — route, validate, log, notify
04
Review or monitor via dashboards, API, or integrations
Resources
Testimonials
As an Applied AI Data Scientist at one of the world's largest Private Equity Funds, I can attest that LlamaIndex's LlamaParse stands out as the premier solution for parsing complex documents in Enterprise RAG pipelines. Its exceptional handling of nested tables, complex spatial layouts, and image extraction is crucial for maintaining data integrity in advanced RAG and agent-based model development.
LlamaCloud's capabilities have played a significant role in helping standardize the development of enterprise knowledge assistants at KPMG. The platform's intuitive interface for configuring RAG pipelines allows us to leverage cutting-edge techniques while maintaining consistency.
Leading our organization's internal RAG assistant development, LlamaIndex’s rich ecosystem of connectors and thoughtful abstractions has enabled us to rapidly iterate on complex data pipelines and LLM-powered solutions. What truly sets LlamaIndex apart is their team's ability to rapidly integrate cutting-edge research and embrace community contributions, enabling us to continuously experiment with state-of-the-art approaches. Their recent focus on Workflows demonstrates their forward-thinking approach, helping us stay at the forefront of generative AI innovation.